1. Security Name: Ordinary shares of Universal Global Communications Semiconductor Holding Co., Ltd. (Cayman Islands) (hereinafter referred to as Universal-KY)
2. Transaction Date: 115/5/12 ~ 115/7/7
3. Board Approval Date: July 3, 115
4. Other Approval Dates: Not applicable
5. Transaction Quantity, Unit Price, and Total Amount: Sold 4,000 thousand shares at market price Unit Price: NT$504.11 per share Total Transaction Amount: NT$2,016,423 thousand
6. Disposal Gain (or Loss) (Not applicable for acquisition of securities): The gain from this disposal of Universal-KY ordinary shares is approximately NT$1,876 million
7. Relationship with the Target Company: Universal-KY is a related party of the Company
8. Cumulative holdings of the securities involved (including this transaction) as of date, including quantity, amount, ownership percentage, and restricted rights (e.g., pledge status): (1) FECO Holding Co., Ltd. Cumulative Holding Quantity: 9,409 thousand shares Cumulative Holding Amount: Approximately NT$373,055 thousand Cumulative Ownership Percentage: 7.78% Restricted Rights Status: None
(2) Liang Tsai Investment Co., Ltd. Cumulative Holding Quantity: 5,393 thousand shares Cumulative Holding Amount: Approximately NT$253,792 thousand Cumulative Ownership Percentage: 4.45% Restricted Rights Status: None
(3) Liang Pin Investment Co., Ltd. Cumulative Holding Quantity: 6,774 thousand shares Cumulative Holding Amount: Approximately NT$244,147 thousand Cumulative Ownership Percentage: 5.60% Restricted Rights Status: 6,500 thousand privately placed ordinary shares are subject to restrictions under the Securities and Exchange Act
(4) JC Semi Co., Ltd. Cumulative Holding Quantity: 20 thousand shares Cumulative Holding Amount: Approximately NT$1,056 thousand Cumulative Ownership Percentage: 0.02% Restricted Rights Status: None
(5) FECO Optoelectronics Co., Ltd. Cumulative Holding Quantity: 3,648 thousand shares Cumulative Holding Amount: Approximately NT$126,023 thousand Cumulative Ownership Percentage: 3.02% Restricted Rights Status: 3,500 thousand privately placed ordinary shares are subject to restrictions under the Securities and Exchange Act
Note: Liang Tsai figures include this transaction and are self-calculated; others are from the latest audited/reviewed financial reports.
9. Cumulative securities investments (including this transaction) under Article 3 of the 'Asset Acquisition and Disposal Rules for Publicly Issued Companies' as a percentage of total assets and equity attributable to owners of the parent in the latest financial statements, and the amount of working capital in the latest financial statements: Percentage of Total Assets: 0.61% Percentage of Shareholders' Equity: 0.61% Working Capital: NT$627,154 thousand
10. Specific Purpose of Acquisition or Disposal: Capital allocation adjustment
11. Dissenting Director's Opinion on this Transaction: None
12. Whether this Transaction is a Related-Party Transaction: No
13. Counterparty and its Relationship with the Company: Not applicable
14. Date of Supervisor Approval or Audit Committee Consent: July 3, 115
15. Previous Date of Material Information Disclosure on the Same Event: July 7, 115
16. Other Explanatory Matters: None
FACT BOX
- Source: PR Times
- Category: News
- Dates in source: 115/5/12 / 115/7/7