1. Name of Security: Ordinary shares of Universal Communication Semiconductor Holding Co., Ltd. (hereinafter 'Universal-KY'), incorporated in the Cayman Islands

2. Transaction Date: 115/5/12 ~ 115/7/7

3. Board Approval Date: July 3, 115

4. Other Approval Dates: Not applicable

5. Transaction Quantity, Unit Price, and Total Transaction Amount: Sold 4,000 thousand shares at market price Unit price: NT$504.11 per share Total transaction amount: NT$2,016,423 thousand

6. Gain (or Loss) from Disposal (not applicable for acquisition of securities): The disposal of privately placed ordinary shares of Universal-KY is expected to generate a gain of approximately NT$1,876 million

7. Relationship with the Target Company: Universal-KY is a related party of the Company

8. Cumulative Holdings of the Subject Securities (including this transaction) as of Date, Including Quantity, Amount, Ownership Percentage, and Restrictions on Rights (e.g., Pledge Status): (1) Fortune Semiconductor Holding Co., Ltd. Cumulative holding quantity: 9,409 thousand shares Cumulative holding amount: approximately NT$373,055 thousand Cumulative ownership percentage: 7.78% Restrictions on rights: None

(2) Lextar Investment Co., Ltd. Cumulative holding quantity: 5,393 thousand shares Cumulative holding amount: approximately NT$253,792 thousand Cumulative ownership percentage: 4.45% Restrictions on rights: None

(3) Lextar Wealth Investment Co., Ltd. Cumulative holding quantity: 6,774 thousand shares Cumulative holding amount: approximately NT$244,147 thousand Cumulative ownership percentage: 5.60% Restrictions on rights: Rights of 6,500 thousand privately placed ordinary shares are restricted and subject to the provisions of the Securities and Exchange Act

(4) Crystalwell Semiconductor Co., Ltd. Cumulative holding quantity: 20 thousand shares Cumulative holding amount: approximately NT$1,056 thousand Cumulative ownership percentage: 0.02% Restrictions on rights: None

(5) Fortune Optoelectronics Co., Ltd. Cumulative holding quantity: 3,648 thousand shares Cumulative holding amount: approximately NT$126,023 thousand Cumulative ownership percentage: 3.02% Restrictions on rights: Rights of 3,500 thousand privately placed ordinary shares are restricted and subject to the provisions of the Securities and Exchange Act

Note: Except for Lextar Investment, which includes this transaction and is self-calculated, the above figures are based on the most recent audited or reviewed financial statements.

9. Cumulative Investment in Securities Listed under Article 3 of the 'Regulations Governing the Acquisition or Disposal of Assets by Publicly Issued Companies' (including this transaction) as a Percentage of Total Assets and Equity Attributable to Owners of the Parent in the Company's Most Recent Financial Statements, and the Amount of Working Capital in the Most Recent Financial Statements: Percentage of total assets: 0.61% Percentage of shareholders' equity: 0.61% Working capital: NT$627,154 thousand

10. Specific Purpose of Acquisition or Disposal: Adjustment of capital allocation

11. Dissenting Directors' Opinions on this Transaction: None

12. Whether this Transaction is a Related-Party Transaction: No

13. Counterparty and its Relationship with the Company: Not applicable

14. Date of Supervisor's Approval or Audit Committee's Consent: July 3, 115

15. Previous Date of Material Information Disclosure on the Same Event: July 3, 115

16. Other Explanatory Matters: None

FACT BOX

  • Source: PR Times
  • Category: News
  • Dates in source: 115/5/12 / 115/7/7