Yuanta Securities (Korea) Announces Acquisition of Shinhan-DS Productive Finance Mezzanine Fund 1

1. Name and nature of the subject matter (if preferred shares, specify issuance terms such as dividend rate): Shinhan-DS Productive Finance Mezzanine Fund 1

2. Date of occurrence: 115/06/19

3. Number of trading units, unit price, and total transaction amount: Number of units: 300,000 Unit price: KRW 10,000 Total transaction amount: KRW 3 billion

4. Counterparty and its relationship with the company (if the counterparty is an individual and not a related party, name disclosure may be omitted): Counterparty: Shinhan-DS Productive Finance Mezzanine Fund 1 Relationship with company: Non-related party

5. If the counterparty is a related party, state the reason for selecting such party, previous transferor, relationship among previous transferor, company, and counterparty, transfer date, and amount: Not applicable

6. If the subject's owner was a related party of the company within the past five years, disclose the related party’s acquisition and disposal date, price, and relationship with the company at the time: Not applicable

7. Matters regarding the disposal of claims (including types of collateral attached to disposed claims; if claims against related parties, disclose names and book value): Not applicable

8. Gain (or loss) from disposal (not applicable for acquisition of securities) (if deferred, list recognition details): Not applicable

9. Delivery or payment terms (including payment period and amount), contractual restrictions, and other important agreements: As stipulated in the contract

10. Decision-making method for this transaction, reference basis for pricing, and decision-making unit: General Manager of Yuanta Securities (Korea)

11. Net asset value per share of the securities-issuing company: Not applicable

12. Difference of over 20% between private placement reference price and per-unit transaction price of the securities-issuing company: Not applicable

13. Cumulative number, amount, ownership percentage, and restricted rights (e.g., pledge status) of the securities involved in this transaction (including this transaction) held to date: Cumulative quantity: 300,000 units Cumulative amount: KRW 3 billion Ownership percentage: 15.0% Rights restriction status: None

14. Ratio of cumulative private securities investment (including this transaction) to total assets and equity attributable to owners of parent in the company’s latest financial statements, and amount of working capital in latest financial statements: Total asset ratio: 2.41% Equity ratio: 2.79% Working capital: Not applicable

15. Manager and brokerage fees: Not applicable

16. Specific purpose or use of the acquisition or disposal: Business needs

17. Dissenting directors’ opinions on this transaction: Not applicable

18. Whether this transaction is a related-party transaction: No

19. Board approval date: Not applicable

20. Date of supervisor approval or audit committee consent: Not applicable

21. Whether auditors issued an unreasonable opinion on this transaction: Not applicable

22. Name of auditing firm: Not applicable

23. Name of auditor: Not applicable

24. Auditor license number: Not applicable

25. Other explanatory matters: The exchange rate used in this announcement is KRW 1 = NTD 0.021009.