1. Name and nature of the subject matter (if preferred shares, specify issuance terms such as dividend rate): CITIC Construction Investment Income Certificate 'Rising Treasure' No. 1196
2. Date of occurrence: 07/03/115 - 07/03/115
3. Board approval date: Not applicable
4. Other approval dates: Approval level: Executed according to company's internal authorization July 3, 115 (Minguo calendar)
5. Transaction quantity, unit price, and total amount: CITIC Construction Investment 'Rising Treasure' No. 1196, 183-day term: RMB 20 million
6. Counterparty and its relationship with the company (if the counterparty is an individual and not a related party, name disclosure may be omitted): Counterparty: CITIC Construction Investment Securities Co., Ltd.; Relationship with the company: None
7. If the counterparty is a related party, state the reason for selecting such party, previous transferor, relationships among previous transferor, the company and the counterparty, transfer date, and amount: Not applicable
8. If the asset’s owner was a related party of the company within the past five years, disclose the related party’s acquisition and disposal date, price, and relationship with the company at the time: Not applicable
9. Matters related to the disposal of receivables (including types of collateral attached to disposed receivables; if receivables from related parties are involved, disclose the party’s name and book value of receivables): Not applicable
10. Gain (or loss) from disposal (not applicable for acquisition of securities) (if previously deferred, provide a table showing recognition status): Not applicable
11. Delivery or payment terms (including payment schedule and amounts), contractual restrictions, and other important terms: Full payment upon execution
12. Decision-making method for the transaction, basis for price determination, and decision-making unit: Executed according to company's internal authorization.
13. Net asset value per share of the securities-issuing company: Not applicable
14. Cumulative holdings of the securities involved in this transaction (including this transaction) to date, including quantity, amount, ownership percentage, and any restrictions on rights (e.g., pledge status): Quantity: Not applicable Amount: RMB 20 million Ownership percentage: Not applicable Rights restriction status: None Cumulative holding amount: RMB 20 million
15. Cumulative securities investments (including this transaction) under Article 3 of the 'Regulations on the Acquisition or Disposition of Assets by Publicly Issued Companies' as a percentage of total assets and equity attributable to owners of the parent in the company’s latest financial statements, and the amount of working capital in the latest financial statements: (1) Percentage of total assets: 24.012% (2) Percentage of equity attributable to owners of the parent: 46.822% (3) Working capital amount: NT$6,975,964 thousand
16. Broker and brokerage fees: Not applicable
17. Specific purpose or use of the acquisition or disposal: Short-term investment
18. Dissenting director opinions on this transaction: Not applicable
19. Is this transaction a related-party transaction: No
20. Date of supervisor approval or audit committee consent: Not applicable
21. Did the accountant issue a non-reasonableness opinion on this transaction: Not applicable
22. Name of accounting firm: Not applicable
23. Name of accountant: Not applicable
24. Accountant's license number: Not applicable
25. Does this involve a change in business model: No
26. Explanation of business model change: Not applicable
27. Transaction history with the counterparty in the past year and expected in the next year: Not applicable
28. Source of funds: Internal funds
29. Previous date of material information disclosure regarding the same event: Not applicable
30. Other explanatory matters: None
FACT BOX
- Source: PR Times
- Category: News