1. Name and nature of the subject matter (if preferred shares, specify issuance terms such as dividend rate): CITIC Construction Investment Income Certificate 'Rising Treasure' No. 1196

2. Date of occurrence: 07/03/115 - 07/03/115

3. Board approval date: Not applicable

4. Other approval dates: Approval level: Executed according to company's internal authorization July 3, 115 (Minguo calendar)

5. Transaction quantity, unit price, and total amount: CITIC Construction Investment 'Rising Treasure' No. 1196, 183-day term: RMB 20 million

6. Counterparty and its relationship with the company (if the counterparty is an individual and not a related party, name disclosure may be omitted): Counterparty: CITIC Construction Investment Securities Co., Ltd.; Relationship with the company: None

7. If the counterparty is a related party, state the reason for selecting such party, previous transferor, relationships among previous transferor, the company and the counterparty, transfer date, and amount: Not applicable

8. If the asset’s owner was a related party of the company within the past five years, disclose the related party’s acquisition and disposal date, price, and relationship with the company at the time: Not applicable

9. Matters related to the disposal of receivables (including types of collateral attached to disposed receivables; if receivables from related parties are involved, disclose the party’s name and book value of receivables): Not applicable

10. Gain (or loss) from disposal (not applicable for acquisition of securities) (if previously deferred, provide a table showing recognition status): Not applicable

11. Delivery or payment terms (including payment schedule and amounts), contractual restrictions, and other important terms: Full payment upon execution

12. Decision-making method for the transaction, basis for price determination, and decision-making unit: Executed according to company's internal authorization.

13. Net asset value per share of the securities-issuing company: Not applicable

14. Cumulative holdings of the securities involved in this transaction (including this transaction) to date, including quantity, amount, ownership percentage, and any restrictions on rights (e.g., pledge status): Quantity: Not applicable Amount: RMB 20 million Ownership percentage: Not applicable Rights restriction status: None Cumulative holding amount: RMB 20 million

15. Cumulative securities investments (including this transaction) under Article 3 of the 'Regulations on the Acquisition or Disposition of Assets by Publicly Issued Companies' as a percentage of total assets and equity attributable to owners of the parent in the company’s latest financial statements, and the amount of working capital in the latest financial statements: (1) Percentage of total assets: 24.012% (2) Percentage of equity attributable to owners of the parent: 46.822% (3) Working capital amount: NT$6,975,964 thousand

16. Broker and brokerage fees: Not applicable

17. Specific purpose or use of the acquisition or disposal: Short-term investment

18. Dissenting director opinions on this transaction: Not applicable

19. Is this transaction a related-party transaction: No

20. Date of supervisor approval or audit committee consent: Not applicable

21. Did the accountant issue a non-reasonableness opinion on this transaction: Not applicable

22. Name of accounting firm: Not applicable

23. Name of accountant: Not applicable

24. Accountant's license number: Not applicable

25. Does this involve a change in business model: No

26. Explanation of business model change: Not applicable

27. Transaction history with the counterparty in the past year and expected in the next year: Not applicable

28. Source of funds: Internal funds

29. Previous date of material information disclosure regarding the same event: Not applicable

30. Other explanatory matters: None

FACT BOX

  • Source: PR Times
  • Category: News