【KGI Financial Holdings】Announcement by subsidiary KGI Bank regarding underwriting and acquisition of KGI Securities' 2026 second unsecured subordinated ordinary corporate bonds
KGI Bank announced the underwriting of KGI Securities' second unsecured subordinated ordinary corporate bonds for 2026, totaling NTD 1.5 billion, with a 10-year fixed interest rate of 2.40%.
📋 Article Processing Timeline
- 📰 Published: May 7, 2026 at 09:00
- 🔍 Collected: May 8, 2026 at 08:00 (23h 0m after Published)
- 🤖 AI Analyzed: May 8, 2026 at 09:25 (1h 25m after Collected)
1. Name and nature of the target (for preferred shares, issuance terms such as dividend rate should also be specified):
KGI Securities Co., Ltd.'s 2026 second unsecured subordinated ordinary corporate bonds
(10-year, fixed rate 2.40%)
2. Date of occurrence of the event: 2026/5/7~2026/5/7
3. Date of approval by the board of directors: October 28, 2025
4. Other approval dates: Not applicable
5. Quantity of transaction units, price per unit, and total transaction amount:
(1) Quantity of transaction units: 150 sheets.
(2) Price per unit: Face value of NTD 10,000,000.
(3) Total transaction amount: NTD 1,500,000,000.
6. Counterparty and its relationship with the company (if the counterparty is a natural person and not a related party of the company, their name may be omitted):
(1) Counterparty: KGI Securities Co., Ltd.
(2) Relationship with the company: A related party as defined in Article 45 of the Financial Holding Company Act.
7. If the counterparty is a related party, the reasons for selecting the related party as the transaction counterparty, the previous owner, the relationship between the previous owner and the company and the counterparty, the previous transfer date, and transfer amount should also be announced:
(1) Reasons for selecting the related party as the transaction counterparty: One of the underwriting business clients.
(2) Relationship between the previous owner and the company and the counterparty, previous transfer date, and transfer amount: Not applicable.
8. If the owner of the target of the transaction has been a related party of the company within the past five years, the dates and prices of the related party's acquisition and disposal, and the relationship with the company at the time of the transaction should also be announced:
Not applicable.
9. Matters related to the disposal of receivables (including types of collateral accompanying the disposed receivables, and if any of the disposed receivables belong to related parties, the name of the related party and the book value of the disposed receivables of that related party should also be announced):
Not applicable.
10. Disposal gains (or losses) (not applicable to the acquisition of marketable securities) (if deferred, recognition status should be listed and explained):
Not applicable.
11. Delivery or payment terms (including payment period and amount), contract restriction clauses, and other important agreed matters:
Paid in full on the settlement date.
12. Method of determining this transaction, reference basis for price determination, and decision-making unit:
(1) Method of determining this transaction: Individual negotiation.
(2) Reference basis for price determination: Based on negotiation results.
(3) Decision-making unit: Board of directors.
13. Net value per share of the target company of acquired or disposed marketable securities:
Not applicable
14. As of now, the accumulated quantity, amount, shareholding ratio, and restricted rights (e.g., pledge status) of this transaction's securities (including this transaction):
(1) Quantity: 150 sheets.
(2) Amount: NTD 1,500,000,000.
(3) Shareholding ratio: Not applicable.
(4) Restricted rights: None.
15. As of now, the proportion of investment in marketable securities (including this transaction) listed in Article 3 of the "Regulations Governing the Acquisition and Disposal of Assets by Public Companies" to the total assets and equity attributable to owners of the parent in the company's most recent financial report, and the amount of working capital in the most recent financial report:
(1) Proportion of total assets: 42.40%
(2) Proportion of equity attributable to owners of parent: 51.61%
(3) Amount of working capital in the most recent financial report: Not applicable.
16. Broker and brokerage fees:
None.
17. Specific purpose or use of acquisition or disposal:
Acquired through underwriting business.
18. Opinions of dissenting directors on this transaction:
None.
19. This transaction is a related party transaction: Yes
20. Date of approval by supervisors or audit committee:
2025/10/28
21. Accountant issued an unreasonable opinion on this transaction: Not applicable
22. Name of accounting firm:
Not applicable.
23. Name of accountant:
Not applicable.
24. Accountant's practicing certificate number:
Not applicable.
25. Does it involve a change in business model: No
26. Explanation of business model change: Not applicable.
27. Transaction status with the counterparty in the past year and expected in the next year: Not applicable.
28. Source of funds: Not applicable.
29. Date of previous major announcement for the same event: Not applicable
30. Other matters to be specified: None.
KGI Securities Co., Ltd.'s 2026 second unsecured subordinated ordinary corporate bonds
(10-year, fixed rate 2.40%)
2. Date of occurrence of the event: 2026/5/7~2026/5/7
3. Date of approval by the board of directors: October 28, 2025
4. Other approval dates: Not applicable
5. Quantity of transaction units, price per unit, and total transaction amount:
(1) Quantity of transaction units: 150 sheets.
(2) Price per unit: Face value of NTD 10,000,000.
(3) Total transaction amount: NTD 1,500,000,000.
6. Counterparty and its relationship with the company (if the counterparty is a natural person and not a related party of the company, their name may be omitted):
(1) Counterparty: KGI Securities Co., Ltd.
(2) Relationship with the company: A related party as defined in Article 45 of the Financial Holding Company Act.
7. If the counterparty is a related party, the reasons for selecting the related party as the transaction counterparty, the previous owner, the relationship between the previous owner and the company and the counterparty, the previous transfer date, and transfer amount should also be announced:
(1) Reasons for selecting the related party as the transaction counterparty: One of the underwriting business clients.
(2) Relationship between the previous owner and the company and the counterparty, previous transfer date, and transfer amount: Not applicable.
8. If the owner of the target of the transaction has been a related party of the company within the past five years, the dates and prices of the related party's acquisition and disposal, and the relationship with the company at the time of the transaction should also be announced:
Not applicable.
9. Matters related to the disposal of receivables (including types of collateral accompanying the disposed receivables, and if any of the disposed receivables belong to related parties, the name of the related party and the book value of the disposed receivables of that related party should also be announced):
Not applicable.
10. Disposal gains (or losses) (not applicable to the acquisition of marketable securities) (if deferred, recognition status should be listed and explained):
Not applicable.
11. Delivery or payment terms (including payment period and amount), contract restriction clauses, and other important agreed matters:
Paid in full on the settlement date.
12. Method of determining this transaction, reference basis for price determination, and decision-making unit:
(1) Method of determining this transaction: Individual negotiation.
(2) Reference basis for price determination: Based on negotiation results.
(3) Decision-making unit: Board of directors.
13. Net value per share of the target company of acquired or disposed marketable securities:
Not applicable
14. As of now, the accumulated quantity, amount, shareholding ratio, and restricted rights (e.g., pledge status) of this transaction's securities (including this transaction):
(1) Quantity: 150 sheets.
(2) Amount: NTD 1,500,000,000.
(3) Shareholding ratio: Not applicable.
(4) Restricted rights: None.
15. As of now, the proportion of investment in marketable securities (including this transaction) listed in Article 3 of the "Regulations Governing the Acquisition and Disposal of Assets by Public Companies" to the total assets and equity attributable to owners of the parent in the company's most recent financial report, and the amount of working capital in the most recent financial report:
(1) Proportion of total assets: 42.40%
(2) Proportion of equity attributable to owners of parent: 51.61%
(3) Amount of working capital in the most recent financial report: Not applicable.
16. Broker and brokerage fees:
None.
17. Specific purpose or use of acquisition or disposal:
Acquired through underwriting business.
18. Opinions of dissenting directors on this transaction:
None.
19. This transaction is a related party transaction: Yes
20. Date of approval by supervisors or audit committee:
2025/10/28
21. Accountant issued an unreasonable opinion on this transaction: Not applicable
22. Name of accounting firm:
Not applicable.
23. Name of accountant:
Not applicable.
24. Accountant's practicing certificate number:
Not applicable.
25. Does it involve a change in business model: No
26. Explanation of business model change: Not applicable.
27. Transaction status with the counterparty in the past year and expected in the next year: Not applicable.
28. Source of funds: Not applicable.
29. Date of previous major announcement for the same event: Not applicable
30. Other matters to be specified: None.