Yuanta Financial Holdings: Yuanta Securities, a Subsidiary of Yuanta Financial Holdings, Announces Acquisition of Yuanta Futures Co., Ltd.'s 2026 First Secured Subordinated Ordinary Corporate Bonds
Yuanta Securities, a subsidiary of Yuanta Financial Holdings, announced the acquisition of Yuanta Futures Co., Ltd.'s 2026 first secured subordinated ordinary corporate bonds for NT$2.6 billion. This related-party transaction aims for general business operations.
📋 Article Processing Timeline
- 📰 Published: April 20, 2026 at 09:00
- 🔍 Collected: April 21, 2026 at 08:00 (23h 0m after Published)
- 🤖 AI Analyzed: April 28, 2026 at 22:18 (182h 18m after Collected)
- 1. Name and nature of the underlying asset (if it is preferred stock, the agreed issuance conditions such as dividend rate should also be specified):
- Yuanta Futures Co., Ltd. 2026 First Secured Subordinated Ordinary Corporate Bond
- 2. Date of occurrence of the event: 2026/4/20~2026/4/20
- 3. Date of approval by the board of directors: March 26, 2026
- 4. Other approval dates: Not applicable
- 5. Quantity of transaction units, price per unit, and total transaction amount:
- Transaction quantity: 2,600 units
- Unit price: Face value is NT$ 1,000 thousand each
- Total transaction amount: NT$ 2.6 billion
- 6. Counterparty to the transaction and its relationship with the company (if the counterparty is a natural person and not a related party of the company, their name may not be disclosed):
- Counterparty: Yuanta Futures Co., Ltd.
- Relationship with the company: Related party
- 7. If the counterparty is a related party, the reason for selecting the related party as the transaction object, the owner of the previous transfer, the mutual relationship between the owner of the previous transfer, the company and the counterparty, the date of the previous transfer and the transfer amount shall also be announced:
- Reason for selecting a related party as the transaction object: Long-term client of the company
- Information on previous transfer: Not applicable
- 8. If the owner of the transaction subject within the last five years was a related party of the company, the date and price of acquisition and disposal by the related party and the relationship with the company at the time of the transaction shall also be announced:
- Not applicable
- 9. If this is a matter related to the disposal of claims (including the type of collateral accompanying the disposed claims, and if the disposed claims belong to related parties, the name of the related party and the book value of the claims disposed of this time shall also be announced):
- Not applicable
- 10. Gain (or loss) on disposal (not applicable to acquirers of securities) (if deferred, a table shall be provided to explain the recognition status):
- Not applicable
- 11. Delivery or payment terms (including payment period and amount), contract restriction clauses, and other important agreed matters:
- Delivery or payment terms: One-time payment/cash settlement
- Contract restriction clauses and other important agreed matters: None
- 12. Method of determining this transaction, reference basis for price determination, and decision-making unit:
- Method of determining this transaction: Negotiation
- Reference basis for price determination: Based on negotiation results
- Decision-making unit: Approval based on Yuanta Securities' approval authority
- 13. Net asset value per share of the underlying company of the securities:
- Not applicable
- 14. As of now, the cumulative quantity, amount, shareholding ratio, and restrictions on rights (such as pledges) of these transaction securities (including this transaction):
- Quantity: 2,600 units
- Amount: NT$ 2.6 billion
- Shareholding ratio: Not applicable
- Restrictions on rights: None
- 15. As of now, the proportion of investment in securities (including this transaction) listed in Article 3 of the "Regulations Governing the Acquisition and Disposal of Assets by Public Companies" to the company's total assets and equity attributable to owners of the parent in the most recent financial report, and the amount of working capital in the most recent financial report:
- 1. Proportion of total assets: 35.48%
- 2. Proportion of shareholders' equity: 187.16%
- 3. Working capital: NT$ 98,594,791,266
- 16. Broker and brokerage fees:
- Not applicable
- 17. Specific purpose or use of acquisition or disposal:
- Execution of general operations
- 18. Opinions of directors who dissented from this transaction:
- Not applicable
- 19. This transaction is a related party transaction: Yes
- 20. Date of approval by supervisors or audit committee:
- March 17, 2026
- 21. Accountant's unreasonable opinion on this transaction: Not applicable
- 22. Accountant firm name:
- Not applicable
- 23. Accountant name:
- Not applicable
- 24. Accountant's license number:
- Not applicable
- 25. Does it involve changes in business model: No
- 26. Description of changes in business model:
- Not applicable
- 27. Transaction status with counterparties in the past year and expected next year:
- Not applicable
- 28. Source of funds:
- Working capital
- 29. Date of previous significant announcement regarding the same event: Not applicable
- 30. Other matters to be specified:
- None
- Yuanta Futures Co., Ltd. 2026 First Secured Subordinated Ordinary Corporate Bond
- 2. Date of occurrence of the event: 2026/4/20~2026/4/20
- 3. Date of approval by the board of directors: March 26, 2026
- 4. Other approval dates: Not applicable
- 5. Quantity of transaction units, price per unit, and total transaction amount:
- Transaction quantity: 2,600 units
- Unit price: Face value is NT$ 1,000 thousand each
- Total transaction amount: NT$ 2.6 billion
- 6. Counterparty to the transaction and its relationship with the company (if the counterparty is a natural person and not a related party of the company, their name may not be disclosed):
- Counterparty: Yuanta Futures Co., Ltd.
- Relationship with the company: Related party
- 7. If the counterparty is a related party, the reason for selecting the related party as the transaction object, the owner of the previous transfer, the mutual relationship between the owner of the previous transfer, the company and the counterparty, the date of the previous transfer and the transfer amount shall also be announced:
- Reason for selecting a related party as the transaction object: Long-term client of the company
- Information on previous transfer: Not applicable
- 8. If the owner of the transaction subject within the last five years was a related party of the company, the date and price of acquisition and disposal by the related party and the relationship with the company at the time of the transaction shall also be announced:
- Not applicable
- 9. If this is a matter related to the disposal of claims (including the type of collateral accompanying the disposed claims, and if the disposed claims belong to related parties, the name of the related party and the book value of the claims disposed of this time shall also be announced):
- Not applicable
- 10. Gain (or loss) on disposal (not applicable to acquirers of securities) (if deferred, a table shall be provided to explain the recognition status):
- Not applicable
- 11. Delivery or payment terms (including payment period and amount), contract restriction clauses, and other important agreed matters:
- Delivery or payment terms: One-time payment/cash settlement
- Contract restriction clauses and other important agreed matters: None
- 12. Method of determining this transaction, reference basis for price determination, and decision-making unit:
- Method of determining this transaction: Negotiation
- Reference basis for price determination: Based on negotiation results
- Decision-making unit: Approval based on Yuanta Securities' approval authority
- 13. Net asset value per share of the underlying company of the securities:
- Not applicable
- 14. As of now, the cumulative quantity, amount, shareholding ratio, and restrictions on rights (such as pledges) of these transaction securities (including this transaction):
- Quantity: 2,600 units
- Amount: NT$ 2.6 billion
- Shareholding ratio: Not applicable
- Restrictions on rights: None
- 15. As of now, the proportion of investment in securities (including this transaction) listed in Article 3 of the "Regulations Governing the Acquisition and Disposal of Assets by Public Companies" to the company's total assets and equity attributable to owners of the parent in the most recent financial report, and the amount of working capital in the most recent financial report:
- 1. Proportion of total assets: 35.48%
- 2. Proportion of shareholders' equity: 187.16%
- 3. Working capital: NT$ 98,594,791,266
- 16. Broker and brokerage fees:
- Not applicable
- 17. Specific purpose or use of acquisition or disposal:
- Execution of general operations
- 18. Opinions of directors who dissented from this transaction:
- Not applicable
- 19. This transaction is a related party transaction: Yes
- 20. Date of approval by supervisors or audit committee:
- March 17, 2026
- 21. Accountant's unreasonable opinion on this transaction: Not applicable
- 22. Accountant firm name:
- Not applicable
- 23. Accountant name:
- Not applicable
- 24. Accountant's license number:
- Not applicable
- 25. Does it involve changes in business model: No
- 26. Description of changes in business model:
- Not applicable
- 27. Transaction status with counterparties in the past year and expected next year:
- Not applicable
- 28. Source of funds:
- Working capital
- 29. Date of previous significant announcement regarding the same event: Not applicable
- 30. Other matters to be specified:
- None