CTBC Holding Announces Transfer of Credit Assets by Subsidiary CTBC Bank

1. Name and nature of the subject matter (for preferred shares, specify issuance terms such as dividend rate):
Financial institution receivables (loans)

2. Date of occurrence: 115/6/15 ~ 115/6/15

3. Board approval date: Not applicable

4. Other approval dates:
Approval level: Credit Review Committee
March 13, 115 (Minguo calendar)

5. Number of units, unit price, and total transaction amount:
Not applicable
Not applicable
USD 14,290,000

6. Counterparty and its relationship with the company (if the counterparty is a natural person and not a related party, name disclosure may be omitted):
1. KfW IPEX-Bank GmbH
2. Hua Nan Commercial Bank, Ltd., Offshore Banking Branch
3. Arab Bank for Investment and Foreign Trade
4. Bank of China (Hong Kong) Limited
5. Bank of China (Malaysia) Berhad
6. BDO Unibank, Inc. (Singapore Branch)
7. China Construction Bank Corporation, Labuan Branch
8. Doha Bank Q.P.S.C.
9. Far Eastern International Bank, Ltd.
10. Land Bank of Taiwan, Singapore Branch
11. Mega International Commercial Bank Co., Ltd., Offshore Banking Branch
12. Taiwan Cooperative Bank, Offshore Banking Branch
13. Union Bank of Taiwan Co., Ltd.
14. First Commercial Bank, Offshore Banking Branch
15. Taiwan Shin Kong Commercial Bank Co., Ltd
16. Chang Hwa Commercial Bank, Ltd. Offshore Banking Branch
17. E.SUN Commercial Bank, Ltd.
18. Sunny Bank, Ltd.
19. Taichung Commercial Bank Co., Limited Labuan Branch
20. The Export-Import Bank of the Republic of China

All are unrelated parties.

7. If the counterparty is a related party: reason for selection, previous transferor, relationships among previous transferor, company, and counterparty, previous transfer date, and amount:
Not applicable

8. If the owner of the subject matter was a related party within the past five years: date of acquisition and disposal, price, and relationship with the company at the time:
Not applicable

9. Matters related to the disposal of receivables (including types of accompanying collateral; if receivables from related parties are involved, name the related party and book value):
Not applicable

10. Gain (or loss) from disposal (not applicable for acquisition of securities) (deferred gains/losses must be explained):
None.

11. Delivery or payment terms (including payment period and amount), contractual restrictions, and other important agreements:
Payment terms: As per contract.
Important agreements: As per contract.

12. Method of determining the transaction, reference basis for pricing, and decision-making unit:
Approved by the bank’s internal final review unit; terms based on contract and general market practices.

13. Net asset value per share of the securities-issuing company (if applicable):
Not applicable

14. Cumulative holdings (including this transaction) of the securities: quantity, amount, ownership percentage, and rights restrictions (e.g., pledge status):
Not applicable

15. Cumulative securities investments (including this transaction) under Article 3 of the 'Asset Acquisition and Disposal Rules for Publicly Issued Companies' as a percentage of total assets and equity attributable to owners of the parent in the latest financial statements, and operating capital amount:
Not applicable

16. Broker and brokerage fees:
Not applicable

17. Specific purpose or use of the acquisition or disposal:
To enhance liquidity of the loan asset portfolio.

18. Dissenting director opinions on this transaction:
Not applicable

19. Is this a related-party transaction? No

20. Date of auditor’s acknowledgment or audit committee approval:
Not applicable

21. Did the accountant issue a non-reasonable opinion on this transaction? Not applicable

22. Name of accounting firm:
Not applicable

23. Name of accountant:
Not applicable

24. Accountant license number:
Not applicable

25. Does this involve a change in business model? No

26. Explanation of business model change:
Not applicable

27. Transaction history with counterparties in the past year and expected in the next year:
Routine business.

28. Source of funds:
Not applicable

29. Previous date of material information disclosure on the same event: Not applicable

30. Other explanatory matters:
This transaction is calculated based on the exchange rate of June 14, 115 (USD 1 = NTD 31.6480).