Securities Report - 21st Fiscal Period (2025/04/01 - 2026/03/31)

Mitsubishi UFJ Securities Holdings Co., Ltd. Securities Report - 21st Fiscal Period (2025/04/01 - 2026/03/31)

The company hereby submits its Securities Report for the 21st fiscal period (from April 1, 2025 to March 31, 2026) in accordance with the Financial Instruments and Exchange Act.

This report aims to provide investors and market participants with timely and accurate disclosures regarding the company's management policies, financial condition, performance trends, risk factors, internal control systems, and executive compensation.

As a member of the Mitsubishi UFJ Financial Group, the company plays a central role in securities operations within global financial markets, offering a wide range of financial products and services to corporate clients, institutional investors, and individual investors.

Regarding the business environment for the 21st fiscal period, factors such as changes in domestic and international economic conditions, interest rate movements, foreign exchange fluctuations, and tightening financial regulations are expected to significantly impact the company's performance. The company will respond flexibly to these external changes while striving for stable earnings and rigorous risk management.

Financially, the report presents data in accordance with formats prescribed by the Financial Services Agency, including consolidated net assets, capital adequacy ratios, and adjustments to capital components. It also includes quarterly performance trends and performance analysis of key revenue-generating divisions: capital markets, asset management, and retail securities.

On risk management, the report details the company's frameworks and effectiveness in managing credit risk, market risk, liquidity risk, operational risk, and legal/compliance risk. Regarding internal controls, it discloses the status of financial reporting controls and the activities of the audit committee.

The report also discloses total and individual compensation for directors and executive officers as required by law. Dividend policies for shareholder returns and information on treasury stock acquisitions are also included.

This report is available for viewing via the company's official website and the Financial Services Agency's electronic disclosure system, EDINET. Investors are encouraged to use this document as a key resource for understanding the company's operational transparency.