Securities Report - 78th Fiscal Period (2025/04/01 - 2026/03/31)

Leading Securities Co., Ltd. Securities Report - 78th Fiscal Period (2025/04/01 - 2026/03/31)

Pursuant to the Financial Instruments and Exchange Act, Leading Securities Co., Ltd. hereby submits its Securities Report for the 78th fiscal period (April 1, 2025 to March 31, 2026) to the Director of the Kanto Local Finance Bureau.

This report has been prepared as part of our commitment to transparent information disclosure for a wide range of stakeholders, including investors, with the objective of providing accurate and comprehensive information regarding the Company’s management policies, financial position, operating results, and cash flow status.

The Company’s core businesses include securities brokerage services for individual and institutional clients, asset management, investment banking, and the development and distribution of financial products. We serve diverse financial needs through trading support in domestic and international equity and bond markets, IPO underwriting, M&A advisory services, fund management, and the sale of investment trusts.

For the 78th fiscal period, key environmental factors include global interest rate trends, foreign exchange fluctuations, tightening financial regulations, and the evolution of digital asset markets. In response to these external dynamics, the Company will strengthen its risk management framework, enhance operational efficiency through digital technologies, and advance product development tailored to evolving customer demands.

In terms of financial position, the Company aims to maintain and improve its capital adequacy ratio while pursuing stable earnings and profit growth. We will also continue to strengthen and operate our internal control systems, with strict compliance adherence as a top priority.

This report includes the auditor’s opinion from our independent audit firm, ensuring the reliability of the financial information presented. Going forward, we remain committed to transparent management and sustainable growth, striving to enhance shareholder value.